Narrow search
Showing 61 - 70 of 45,406
Cover Image
Prepare for the magnifying glass : SEC hikes scrutiny of asset managers ; 4 steps to consider
Weiner, Perrie Michael; Hunnius, Patrick; Alexander, Grant - In: The journal of investment compliance 16 (2015) 1, pp. 49-51
Persistent link: https://www.econbiz.de/10011344585
Cover Image
SEC adopts rules and forms to modernize reporting requirements for registered investment companies
Cohen, Stephen; Johnson, Megan; Brooks, Gary; Higgs, Brooke - In: The journal of investment compliance 18 (2017) 1, pp. 25-42
Persistent link: https://www.econbiz.de/10011662066
Cover Image
Luxembourg : financial sector assessment program : technical note : fund management: regulation, supervision, and systemic risk monitoring
Internationaler Währungsfonds - 2017
Luxembourg in areas of regulation, supervision, and systemic risk monitoring of fund management. Certain structural elements of … the Luxembourg fund management industry, particularly the extensive use of delegation and concentration of fund …
Persistent link: https://www.econbiz.de/10011749205
Cover Image
Shadow banking : financial intermediation beyond banks
Adrian, Tobias; Chrétien, Edouard; Chui, Michael; … - Shadow Banking: Financial Intermediation beyond Banks …; … - 2018
Persistent link: https://www.econbiz.de/10011790739
Cover Image
Macroprudential Regulation Under Repo Funding
Valderrama, Laura - 2011
The use of collateral has become one of the most widespread risk mitigation techniques. While it brings stabilizing effects to the individual lender we argue that it may exacerbate systemic risk through margin call activation. We show how a liquidity shock to the cash lender may propagate as a...
Persistent link: https://www.econbiz.de/10013130898
Cover Image
Comment Letter of Professors Max M. Schanzenbach and Robert H. Sitkoff on the Securities and Exchange Commission’s Request for Comment on the Names Rule for Mutual Funds in Light of ESG Investing and Other Market Developments
Schanzenbach, Max M. - 2020
ESG disclosure by a mutual fund, both in the fund's name and in its prospectus, and the rules (e.g., state trust law or …
Persistent link: https://www.econbiz.de/10012834205
Cover Image
Applying the SEC Custody Rule to Cryptocurrency Hedge Fund Managers
Schaefer, Drew - 2019
this presents to hedge fund managers and their custodians. Third, it analyzes why the current rule does not meet these …
Persistent link: https://www.econbiz.de/10012862104
Cover Image
Hedge Funds and the SEC : Observations on the How and Why of Securities Regulation
Paredes, Troy A. - 2007
This short Essay addresses three topics on one aspect of the hedge fund industry - the SEC's recent efforts to regulate …) substantively regulate hedge funds directly; (3) regulate hedge fund managers; and (4) regulate hedge fund investors. Second, this … Essay addresses the boundary between market discipline and government intervention in hedge fund regulation. To what extent …
Persistent link: https://www.econbiz.de/10012730145
Cover Image
People's Republic of China-Hong Kong Special Administrative Region : financial sector assessment program : technical note : investment fund sector liquidity stress testing
Internationaler Währungsfonds - 2021
The Hong Kong Special Administrative Regime (HKSAR) is home to a fast-growing and highly international investment fund … industry. The public investment fund industry authorized in HKSAR has grown rapidly from USD 628 billion in 2008 to USD 1 …
Persistent link: https://www.econbiz.de/10012604077
Cover Image
La regulación del mercado de valores de las instituciones de inversión colectiva
Uría Fernández, Francisco (ed.) - 2021
Persistent link: https://www.econbiz.de/10012483053