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Expense allocation : the SEC brings down the hammer

Berman, Kenneth; Larkin, Gregory; Giglio, Phil V.; … - In: The journal of investment compliance 16 (2015) 1, pp. 66-68

Persistent link: https://www.econbiz.de/10011344548

What will the "eyes and ears" of the SEC choose to see and hear this year? : OCIE announces examination priorities for 2015

Berman, Kenneth; Harrell, Michael P.; Larkin, Gregory - In: The journal of investment compliance 16 (2015) 2, pp. 26-29

Persistent link: https://www.econbiz.de/10011405518

Expense allocation: the SEC brings down the hammer

Berman, Kenneth; Larkin, Gregory; Giglio, Phil V.; … - In: Journal of Investment Compliance 16 (2015) 1, pp. 66-68

Purpose – Describe an important recent enforcement action by the Securities and Exchange Commission (SEC) regarding expense allocations by private equity funds. Design/methodology/approach – Discusses a recent enforcement action by the SEC regarding a registered investment adviser’s...

Persistent link: https://www.econbiz.de/10014893591

Internet incubators : how to invest in the new economy without becoming an investment company

Brown, Meredith M.; Harrell, Michael P.; Regner, William D. - In: The business lawyer 56 (2000) 1, pp. 273-287

Persistent link: https://www.econbiz.de/10001543574