Narrow search
Showing 1 - 10 of 188
Cover Image
Japan: IOSCO Objectives and Principles of Securities Regulation; Detailed Assessment of Implementation
International Monetary Fund (IMF); International … - 2012
This report analyzes the functioning of the legal and regulatory framework for the securities market in Japan. The Financial Services Agency (FSA) enjoyed specific powers with respect to the various security laws and regulations laid down by the International Organization of Securities...
Persistent link: https://www.econbiz.de/10011245706
Cover Image
United Kingdom; IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation
International Monetary Fund (IMF); International … - 2011
In recent years, the IMF has released a growing number of reports and other documents covering economic and financial developments and trends in member countries. Each report, prepared by a staff team after discussions with government officials, is published at the option of the member country.
Persistent link: https://www.econbiz.de/10011242610
Cover Image
Malaysia; Report on the Observance of Standards and Codes
International Monetary Fund (IMF); International … - 2013
This report is an assessment of the state of compliance with the Basel Core Principles (BCPs) in Malaysia. Bank Negara Malaysia (BNM) employs a well-developed risk-focused regulatory and supervisory system, consisting of a hands-on and comprehensive program of onsite supervision and extensive...
Persistent link: https://www.econbiz.de/10011244955
Cover Image
Australia; IOSCO Objectives and Principles of Securities Regulation—Detailed Assessment of Implementation
International Monetary Fund (IMF); International … - 2012
The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns need to be resolved, including some identified in the 2006 assessment. Australian...
Persistent link: https://www.econbiz.de/10011243682
Cover Image
Saudi Arabia; Financial Sector Assessment Program Update—Detailed Assessment of Observance of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2013
Securities Commissions (IOSCO) objectives and principles of securities regulation. The Capital Market Authority (CMA) has made …
Persistent link: https://www.econbiz.de/10011243957
Cover Image
Malaysia; Publication of Financial Sector Assessment Program Documentation—Detailed Assessment of Implementation of IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2013
The article is an account of the assessment of implementation of IOSCO principles of securities and regulations in Malaysia. This assessment was conducted by the International Monetary fund (IMF) and the World Bank. The Securities Commission Malaysia has developed its supervisory network. The...
Persistent link: https://www.econbiz.de/10011244856
Cover Image
Philippines; Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation Assessment
International Monetary Fund (IMF); International … - 2004
Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation. The report was prepared by a staff team of the … the effectiveness of securities regulation, soundness of market intermediaries, and development prospects for the capital … markets, including observance of the IOSCO Objectives and Principles of Securities Regulation. …
Persistent link: https://www.econbiz.de/10005252801
Cover Image
British Virgin Islands-Overseas Territory of the United Kingdom; Assessment of the Supervision and Regulation of the Financial Sector Volume I—Review of Financial Sector Regulati...
International Monetary Fund (IMF); International … - 2004
The British Virgin Islands (BVI) has most of the essential elements for a suitable framework for financial supervision. There is a weakness with respect to onsite supervision of banking, insurance, and securities sectors; and there is currently no regular and comprehensive examination and...
Persistent link: https://www.econbiz.de/10005825178
Cover Image
The Bahamas; Assessment of the Supervision and Regulation of the Financial Sector—Review of Financial Sector Regulation and Supervision
International Monetary Fund (IMF); International … - 2004
This paper reviews Financial Sector Regulation and Supervision in The Bahamas. The assessment reveals that the overall …
Persistent link: https://www.econbiz.de/10005591301
Cover Image
Indonesia; Implementation of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2012
principles of securities regulation in Indonesia. The Capital Markets and Financial Institutions Supervisory Agency (BAPEPAM …-LK) has taken impressive steps to increase the transparency of regulation and to institute a comprehensive operational program …
Persistent link: https://www.econbiz.de/10011242499