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Broker-dealers need to respond to recent focus on cybersecurity threats
Petron, David, (2014)
Navigating the US securities and exchange commission's evolving expectations for cybersecurity preparedness
Martinez, Vincente L., (2017)
SEC issues cybersecurity exam observations
Kuhlman, Richard, (2015)
Practical tips for satisfying FINRA's "culture" concerns
Nathan, Daniel A., (2017)
Cybersecurity: SEC is starting to scrutinize registrants’ practices
A. Nathan, Daniel, (2014)
Brocker-dealer e-mail systems must keep pace with firm growth, FINRA says
Nathan, Daniel A., (2013)