NYSE Rule 382: Current Trends in the Law

Rule 382 of the New York Stock Exchange for many years has governed the relationship between clearing and introducing brokers with a focus on responsibility to the client. This article surveys the subtle and not so subtle changes impacting these relationships, with a view toward future trends.

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Year of publication:	2002
Authors:	FRANKO, THOMAS A. ; RATNER, STEPHEN L. ; HALL, CAROLINE K.
Published in:	Journal of Investment Compliance. - MCB UP Ltd, ISSN 1758-7476, ZDB-ID 2048718-6. - Vol. 2.2002, 3, p. 52-54
Publisher:	MCB UP Ltd

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Type of publication:	Article
Type of publication (narrower categories):	review-article
Language:	English
Other identifiers:	10.1108/eb045918 [DOI]
Source:	Other ZBW resources

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