SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions
Henry Kahn, Robert Welp and Richard Parrino
| Year of publication: |
2014
|
|---|---|
| Authors: | Kahn, Henry ; Welp, Robert ; Parrino, Richard |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 2, p. 22-25
|
| Subject: | USA | Securities and Exchange Commission | Broker-dealer registration | M&A Brokers | Securities Exchange Act of 1934 | Securities regulation | United States | Wertpapierrecht | Securities law | Finanzmarktaufsicht | Financial supervision | Wertpapierhandel | Securities trading | Finanzmarktregulierung | Financial market regulation | Kapitalmarktrecht | Financial markets law | Börsenhandel | Stock exchange trading | Vermittlungstätigkeit | Intermediation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10010396205