SEC touts whistleblower award to a compliance professional : use care in responding to reports of potential violations
Year of publication: |
2015
|
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Authors: | Srere, Mark ; Buchanan, Mary Beth ; Koch, Elaine ; Mammen, Jennifer ; Johnson, Tyson A. |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 16.2015, 1, p. 77-78
|
Subject: | Securities and Exchange Commission | Compliance | Award | Whistleblower | Whistleblowing | Compliance-Management | Compliance management | Finanzmarktaufsicht | Financial supervision | Normbefolgung | Legal compliance | Preisverleihung | Wertpapierrecht | Securities law |
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