Seven points financial services institutions should know about IT spending for compliance

If financial services institutions (FSIs) do not comply with a variety of new regulations they can face criminal charges. Despite budget pressures they must therefore continue to invest in technologies in support of their compliance mandate. This paper describes the major regulations applying to FSIs and discusses IT spending to comply with those regulations.

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Year of publication:	2004
Authors:	Garcia, Virginia
Published in:	Journal of Financial Regulation and Compliance. - Emerald Group Publishing Limited, ISSN 1740-0279, ZDB-ID 2093796-9. - Vol. 12.2004, 4, p. 330-339
Publisher:	Emerald Group Publishing Limited
Subject:	Compliance \| Risk management \| Regulatory mandates \| Accounting standards regulations \| Cost of compliance \| Sarbanes‐Oxley \| Basel II \| IAS \| USA \| PATRIOT Act

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Type of publication:	Article
Type of publication (narrower categories):	viewpoint
Language:	English
Other identifiers:	10.1108/13581980410810876 [DOI]
Source:	Other ZBW resources

Persistent link: https://www.econbiz.de/10014869980