The municipal advisor regulatory framework : where we are and where to next

Ernesto Lanza

Year of publication:	2017
Authors:	Lanza, Ernesto
Published in:	The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 18.2017, 1, p. 53-57
Subject:	Financial Industry Regulatory Authority (FINRA) \| Policies and procedures \| Municipal Securities Rulemaking Board (MSRB) \| US Securities and Exchange Commission (SEC) \| Municipal advisor \| Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) \| USA \| United States \| Finanzmarktregulierung \| Financial market regulation \| Finanzmarktaufsicht \| Financial supervision \| Regulierung \| Regulation \| Anlegerschutz \| Investor protection \| Wertpapierrecht \| Securities law \| Aufsichtsbehörde \| Regulatory agency \| Bankenregulierung \| Bank regulation \| Kommunalobligation \| Municipal bond \| Kapitalmarktrecht \| Financial markets law

Type of publication:	Article
Type of publication (narrower categories):	Aufsatz in Zeitschrift ; Article in journal
Language:	English
Other identifiers:	10.1108/JOIC-02-2017-0004 [DOI]
Source:	ECONIS - Online Catalogue of the ZBW

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