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subject:"Corporate Governance"
~isPartOf:"The journal of investment compliance"
~subject:"Financial markets law"
~subject:"Wertpapierrecht"
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Corporate Governance
Financial markets law
Wertpapierrecht
Securities law
25
Financial supervision
19
Finanzmarktaufsicht
19
Financial market regulation
18
Finanzmarktregulierung
18
Kapitalmarktrecht
15
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13
United States
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Investment Advisers Act of 1940
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Municipal bond
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Securities Act of 1933
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Wertpapierhandel
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Parrino, Richard
2
Parrino, Richard J.
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Asaro, Michael A.
1
Bannard, David
1
Bayless, David
1
Benjamin, James
1
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Fischer-Appelt, Dorothee
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1
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The journal of investment compliance
The business lawyer
33
Journal of comparative corporate law and securities regulation
16
Grundrisse des Rechts
9
Journal of financial economics
8
Municipal finance journal : the state and local financing and municipal securities advisor
8
Untersuchungen über das Spar-, Giro- und Kreditwesen / B
8
Columbia law review
7
International banking and finance law series
7
Bank-Archiv : Zeitschrift für das gesamte Bank- und Börsenwesen : journal of banking and financial research
6
Europäische Hochschulschriften / 2
6
International review of law and economics
6
Journal of comparative business and capital market law
6
NBER working paper series
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Northwestern journal of international law & business
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Serial
6
The University of Chicago law review
6
Zeitschrift für Bank- und Kapitalmarktrecht : BKR
6
Zeitschrift für das gesamte Handelsrecht und Wirtschaftsrecht : ZHR
6
Corporate law and practice / Course handbook series
5
Discussion paper / Centre for Economic Policy Research
5
Journal of accounting & economics
5
Journal of international business law
5
Journal of international economic law
5
Kom / Kommission der Europäischen Gemeinschaften
5
MiFID-Kompendium : praktischer Leitfaden für Finanzdienstleister
5
Modern financial techniques, derivatives and law
5
Rock Center for Corporate Governance at Stanford University working paper series
5
Vanderbilt law review
5
Virginia law review
5
Working paper / National Bureau of Economic Research, Inc.
5
Übernahmerecht in Praxis und Wissenschaft
5
Bankwirtschaftliche Forschungen
4
Columbia journal of transnational law
4
Die Bank
4
Economic policy and the regulation of corporate securities
4
Harvard law review
4
Journal of securities operations & custody
4
Northwestern University law review
4
SpringerLink / Bücher
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ECONIS (ZBW)
25
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1
Marketing non-US private equity funds in the United States : a roadmap through the various regulations and tax implications
Greene, David
;
Clark, Barton
;
Coe, Cheryl
;
FitzGerald, Sean
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 92-104
Persistent link: https://www.econbiz.de/10011662201
Saved in:
2
The SEC provides new custody rule guidance to investment advisers
Wirig, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 9-12
Persistent link: https://www.econbiz.de/10011704623
Saved in:
3
Pay to play violations : an SEC focus
Van Grover, Robert
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 13-15
Persistent link: https://www.econbiz.de/10011704651
Saved in:
4
SEC enforcement actions under exchange act rule 21F-17
White, Thomas W.
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 1-10
Persistent link: https://www.econbiz.de/10011804682
Saved in:
5
Reforming EU securities laws : the new EU Prospectus Regulation
Fischer-Appelt, Dorothee
- In:
The journal of investment compliance
18
(
2017
)
4
,
pp. 53-58
Persistent link: https://www.econbiz.de/10011808553
Saved in:
6
Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian
;
Xu, Amy
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
Saved in:
7
The SEC's increased use of administrative proceedings in enforcement actions : background, controversies, and future outlook
Wolper, Alan
;
VonderHeide, Heidi
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 17-22
Persistent link: https://www.econbiz.de/10011523836
Saved in:
8
Who is the "reasonable investor"?
Tuttle, Jonathan R.
;
Kaplan, Matthew E.
;
Pedersen, …
- In:
The journal of investment compliance
17
(
2016
)
4
,
pp. 61-64
Persistent link: https://www.econbiz.de/10011616445
Saved in:
9
SEC issues proposed investment company reporting rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
Saved in:
10
SEC Muni enforcement chief offers her views on Municipalities Continuing Disclosure Cooperation initiative (MCDC)
Goldberger, M. Norman
;
Grugan, John C.
;
Patterson, …
- In:
The journal of investment compliance
16
(
2015
)
2
,
pp. 33-34
Persistent link: https://www.econbiz.de/10011405523
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