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subject:"Securities trading"
~isPartOf:"The journal of investment compliance"
~subject:"United Kingdom"
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Securities trading
United Kingdom
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The journal of investment compliance
Journal of banking & finance
18
Journal of financial markets
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Pacific-Basin finance journal
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Journal of international financial markets, institutions & money
14
International review of financial analysis
11
The journal of finance : the journal of the American Finance Association
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Journal of financial and quantitative analysis : JFQA
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Journal of securities operations & custody
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Market microstructure and liquidity
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SAFE working paper
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The financial review : the official publication of the Eastern Finance Association
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Börsen, Banken und Kapitalmärkte : Festschrift für Hartmut Schmidt zum 65. Geburtstag
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Financial centres and international capital flows in the nineteenth and twentieth centuries
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Financial history review
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Stock market liquidity : implications for market microstructure and asset pricing
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The North American journal of economics and finance : a journal of financial economics studies
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World of exchanges : adapting to a new environment
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ECONIS (ZBW)
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1
SEC shortens standard settlement cycle to T+2
Burns, James
;
Anderson, James E.
;
Saunders, Kimberly Beattie
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 11-15
Persistent link: https://www.econbiz.de/10011804688
Saved in:
2
SEC approves new continued listing standards for ETFs
Teufel, Adam
;
Geissler, Christopher J.
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 21-25
Persistent link: https://www.econbiz.de/10011804736
Saved in:
3
FINRA rule amendment requires registration of associated persons who develop algorithmic trading strategies
Foley, Michael T.
;
Angstadt, Janet M.
;
Pazzol, Ross
; …
- In:
The journal of investment compliance
17
(
2016
)
3
,
pp. 39-41
Persistent link: https://www.econbiz.de/10011623079
Saved in:
4
FINRA proposes requiring registration of associated persons who develop algorithmic trading strategies
Angstadt, Janet M.
;
Foley, Michael T.
;
Pazzol, Ross
; …
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 33-36
Persistent link: https://www.econbiz.de/10011446046
Saved in:
5
SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions
Kahn, Henry
;
Welp, Robert
;
Parrino, Richard
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 22-25
Persistent link: https://www.econbiz.de/10010396205
Saved in:
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