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~isPartOf:"Review / Federal Reserve Bank of St. Louis"
~isPartOf:"The journal of investment compliance"
~isPartOf:"Working paper / National Bureau of Economic Research, Inc."
~language:"eng"
~subject:"Börse"
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Börse
Financial markets law
58
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Review / Federal Reserve Bank of St. Louis
The journal of investment compliance
Working paper / National Bureau of Economic Research, Inc.
Financial history review
3
Floating your company : the essential guide to going public
2
International journal of economics and finance
2
Journal of financial economics
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History of financial disasters, 1763 - 1995 ; Vol. 3
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House of Representatives, Congress 42, Session 3, Misc. Doc.
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ECONIS (ZBW)
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Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian
;
Xu, Amy
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
Saved in:
2
SEC permits abbreviated tender and exchange offers for non-convertible high-yield and investment-grade debt securities
Blumenstein, Ian B.
;
Maki, J. Eric
;
Owen, John T.
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 28-29
Persistent link: https://www.econbiz.de/10011446020
Saved in:
3
Securities and Exchange Commission announces enforcement initiative directed at reporting violations by public company insiders
Parrino, Richard J.
;
Romeo, Peter
;
Dye, Alan
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 19-24
Persistent link: https://www.econbiz.de/10011344593
Saved in:
4
SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions
Kahn, Henry
;
Welp, Robert
;
Parrino, Richard
- In:
The journal of investment compliance
15
(
2014
)
2
,
pp. 22-25
Persistent link: https://www.econbiz.de/10010396205
Saved in:
5
Counterparty risk and the establishment of the New York Stock Exchange clearinghouse
Bernstein, Asaf
;
Hughson, Eric
;
Weidenmier, Marc D.
-
2014
Persistent link: https://www.econbiz.de/10010415366
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