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~isPartOf:"The journal of investment compliance"
~subject:"Wertpapierrecht"
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Wertpapierrecht
Securities law
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Financial supervision
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Finanzmarktaufsicht
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The journal of investment compliance
The business lawyer
21
Grundrisse des Rechts
9
Journal of financial economics
8
Municipal finance journal : the state and local financing and municipal securities advisor
8
International banking and finance law series
7
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Modern financial techniques, derivatives and law
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Übernahmerecht in Praxis und Wissenschaft
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Journal of securities operations & custody
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The Harvard John M. Olin discussion paper series
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Yale journal on regulation
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Zeitschrift für das gesamte Handelsrecht und Wirtschaftsrecht : ZHR
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Bundesgesetzblatt
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Columbia journal of transnational law
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Der Betrieb
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Die Aktiengesellschaft : AG : Zeitschrift für deutsches, europäisches und internationales Aktien-, Unternehmens- und Kapitalrecht
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Finanz-Betrieb : FB ; Zeitschrift für Unternehmensfinanzierung und Finanzmanagement
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Fisher College of Business working paper series
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IMF country report
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Journal of financial regulation and compliance : an international journal
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Juristische Lernbücher
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ECONIS (ZBW)
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1
Marketing non-US private equity funds in the United States : a roadmap through the various regulations and tax implications
Greene, David
;
Clark, Barton
;
Coe, Cheryl
;
FitzGerald, Sean
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 92-104
Persistent link: https://www.econbiz.de/10011662201
Saved in:
2
The SEC provides new custody rule guidance to investment advisers
Wirig, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 9-12
Persistent link: https://www.econbiz.de/10011704623
Saved in:
3
Pay to play violations : an SEC focus
Van Grover, Robert
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 13-15
Persistent link: https://www.econbiz.de/10011704651
Saved in:
4
SEC enforcement actions under exchange act rule 21F-17
White, Thomas W.
- In:
The journal of investment compliance
18
(
2017
)
3
,
pp. 1-10
Persistent link: https://www.econbiz.de/10011804682
Saved in:
5
Reforming EU securities laws : the new EU Prospectus Regulation
Fischer-Appelt, Dorothee
- In:
The journal of investment compliance
18
(
2017
)
4
,
pp. 53-58
Persistent link: https://www.econbiz.de/10011808553
Saved in:
6
Cybersecurity enforcement actions : is the SEC bringing strict liability cases?
Rubin, Brian
;
Xu, Amy
- In:
The journal of investment compliance
17
(
2016
)
1
,
pp. 112-116
Persistent link: https://www.econbiz.de/10011523768
Saved in:
7
The SEC's increased use of administrative proceedings in enforcement actions : background, controversies, and future outlook
Wolper, Alan
;
VonderHeide, Heidi
- In:
The journal of investment compliance
17
(
2016
)
2
,
pp. 17-22
Persistent link: https://www.econbiz.de/10011523836
Saved in:
8
Who is the "reasonable investor"?
Tuttle, Jonathan R.
;
Kaplan, Matthew E.
;
Pedersen, …
- In:
The journal of investment compliance
17
(
2016
)
4
,
pp. 61-64
Persistent link: https://www.econbiz.de/10011616445
Saved in:
9
SEC issues proposed investment company reporting rules
Greene, Nathan J.
- In:
The journal of investment compliance
16
(
2015
)
4
,
pp. 14-22
Persistent link: https://www.econbiz.de/10011438470
Saved in:
10
SEC Muni enforcement chief offers her views on Municipalities Continuing Disclosure Cooperation initiative (MCDC)
Goldberger, M. Norman
;
Grugan, John C.
;
Patterson, …
- In:
The journal of investment compliance
16
(
2015
)
2
,
pp. 33-34
Persistent link: https://www.econbiz.de/10011405523
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