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~subject:"Anlegerschutz"
~subject:"Germany"
~subject:"United States"
~type_genre:"Article in journal"
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Search: subject_exact:"Depotgesetz"
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Custody services
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Zeitschrift für das gesamte Genossenschaftswesen : ZfgG
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ECONIS (ZBW)
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The SEC provides new custody rule guidance to investment advisers
Wirig, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 9-12
Persistent link: https://www.econbiz.de/10011704623
Saved in:
2
Liquiditätskennzahlen nach Basel III : die neuen Herausforderungen für Depot A-Management und Refinanzierungsstruktur
Hagen, Louis
;
Götzl, Stephan
;
Aberger, Alexander
- In:
Zeitschrift für das gesamte Genossenschaftswesen : ZfgG
64
(
2014
)
3
,
pp. 231-243
Persistent link: https://www.econbiz.de/10010423420
Saved in:
3
Hidden risks of disruptive change due to regulatory evolution or shifts in servicing conventions : the global custodian liability example
Stähli, Urs
- In:
Journal of securities operations & custody
5
(
2012/13
)
2
,
pp. 134-144
Persistent link: https://www.econbiz.de/10009692836
Saved in:
4
Cost-basis reporting : the impact on investment advisers
Gowan, Jeff
;
Adolphson, Aaron
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 246-252
Persistent link: https://www.econbiz.de/10009491274
Saved in:
5
Hidden operational drivers for increased fund expense ratios uncovered : reducing the impact of increased order fragmentation on clearing and custody
Kurland, Scott
- In:
Journal of securities operations & custody
4
(
2011/12
)
2
,
pp. 172-180
Persistent link: https://www.econbiz.de/10009349002
Saved in:
6
Statement on Auditing Standard 70 (SAS 70) als qualitatives Differenzierungsmerkmal moderner Depotbanken
Sprang, Oliver van
;
Grau, Christoph
;
Jungbluth, Benjamin
- In:
Risiko-Manager
(
2010
)
7
,
pp. 26-29
Persistent link: https://www.econbiz.de/10003953870
Saved in:
7
Complying with higher corporate action standards: the importance of booking the US taxation of corporate actions correctly, given the new cost-basis reporting law
Conlon, Stevie D.
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 75-85
Persistent link: https://www.econbiz.de/10003829041
Saved in:
8
Operational risk red flags: lessons learned from ten hedge fund blow-ups
Cagan, Penny
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 131-152
Persistent link: https://www.econbiz.de/10003688115
Saved in:
9
Settlement fails: a buy-side and sell-side perspective on how to minimise them
Marzullo, Christopher
;
Kelly, Peter W.
;
Lipinski, Frederick
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 170-183
Persistent link: https://www.econbiz.de/10003688123
Saved in:
10
Will financial market data be sufficiently consolidated and of high enough quality under MiFID?
Lannoo, Karel
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 184-194
Persistent link: https://www.econbiz.de/10003688126
Saved in:
1
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