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~type_genre:"Aufsatz in Zeitschrift"
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ECONIS (ZBW)
71
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1
Navigating the custody rule : a guide for investment advisers
Nelson, William
;
Ecker, Bradley
- In:
Journal of securities operations & custody
13
(
2021
)
3
,
pp. 243-252
Persistent link: https://www.econbiz.de/10012654230
Saved in:
2
The SEC provides new custody rule guidance to investment advisers
Wirig, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 9-12
Persistent link: https://www.econbiz.de/10011704623
Saved in:
3
Out of sight, out of mind? : on the risk of sub-custodian structures
Droll, Thomas
;
Podlich, Natalia
;
Wedow, Michael
- In:
Journal of banking & finance
68
(
2016
),
pp. 47-56
Persistent link: https://www.econbiz.de/10011634796
Saved in:
4
Global liquidity through the lens of monetary aggregates
Chung, Kyuil
;
Lee, Jong Eun
;
Loukoianova, Elena
;
Park, Hail
- In:
Economic policy : a European forum
82
(
2015
),
pp. 231-290
Persistent link: https://www.econbiz.de/10011457286
Saved in:
5
Liquiditätskennzahlen nach Basel III : die neuen Herausforderungen für Depot A-Management und Refinanzierungsstruktur
Hagen, Louis
;
Götzl, Stephan
;
Aberger, Alexander
- In:
Zeitschrift für das gesamte Genossenschaftswesen : ZfgG
64
(
2014
)
3
,
pp. 231-243
Persistent link: https://www.econbiz.de/10010423420
Saved in:
6
Essays on the impact of regulation and information on individual investor behavior
Urban, Linda
-
2014
Persistent link: https://www.econbiz.de/10010465272
Saved in:
7
Partial deposit insurance and moral hazard in banking
Gan, Li
;
Wang, Grace W. Y.
- In:
International journal of commerce and management
23
(
2013
)
1
,
pp. 8-23
Persistent link: https://www.econbiz.de/10009753166
Saved in:
8
Transforming uncertainty into opportunity : coexistence of ISO 15022 and 20022 messaging standards
Retzer, Daniel E.
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 232-236
Persistent link: https://www.econbiz.de/10009729017
Saved in:
9
Back office outsourcing in Asia : bridging the customer divide
Nelson, Barnaby
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 212-217
Persistent link: https://www.econbiz.de/10009729026
Saved in:
10
Counterparty risk management for today and the future
Tsai, Brian J.
;
Magidson, Matthew A.
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 203-211
Persistent link: https://www.econbiz.de/10009729028
Saved in:
11
Corporate actions on Russian securities : market practice, legislation and proposed changes to the legislation
Kashkin, Anton
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 276-291
Persistent link: https://www.econbiz.de/10009729428
Saved in:
12
Investigating the role of the sub-custodian in risk mitigation
Schnaitt, Günter
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 369-374
Persistent link: https://www.econbiz.de/10009571233
Saved in:
13
OTC derivatives : how OTC will they be? ; a buy-side view
Grosse-Nobis, Kerstin
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 287-294
Persistent link: https://www.econbiz.de/10009571249
Saved in:
14
Internal and external approaches to controlling rogue behaviour
Singer, Daniel
;
Dewally, Michaël
- In:
Journal of securities operations & custody
5
(
2012/13
)
2
,
pp. 171-185
Persistent link: https://www.econbiz.de/10009692823
Saved in:
15
Hidden risks of disruptive change due to regulatory evolution or shifts in servicing conventions : the global custodian liability example
Stähli, Urs
- In:
Journal of securities operations & custody
5
(
2012/13
)
2
,
pp. 134-144
Persistent link: https://www.econbiz.de/10009692836
Saved in:
16
Smart partnering : the next evolution in the post-trade space
Brown, Philip
- In:
Journal of securities operations & custody
5
(
2012/13
)
2
,
pp. 98-109
Persistent link: https://www.econbiz.de/10009692845
Saved in:
17
Evolution of the Romanian post-trade environment : embracing the new European post-trade realities
Tanasoiu, Adriana
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 265-274
Persistent link: https://www.econbiz.de/10009491271
Saved in:
18
Cost-basis reporting : the impact on investment advisers
Gowan, Jeff
;
Adolphson, Aaron
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 246-252
Persistent link: https://www.econbiz.de/10009491274
Saved in:
19
How will Target 2 Securities affect the European securities landscape?
Turrell, Richard
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 207-217
Persistent link: https://www.econbiz.de/10009491379
Saved in:
20
Cross-border fund distribution operations : making investment funds easily accessible to global investors - a wake up call
Chaker, Sebastien
- In:
Journal of securities operations & custody
4
(
2011/12
)
1
,
pp. 31-38
Persistent link: https://www.econbiz.de/10009245177
Saved in:
21
Sponsored American Depositary Shares: Umfang und Grenzen der Gleichstellung mit Aktien
Weber, Johannes
-
2011
Persistent link: https://www.econbiz.de/10009316527
Saved in:
22
Hidden operational drivers for increased fund expense ratios uncovered : reducing the impact of increased order fragmentation on clearing and custody
Kurland, Scott
- In:
Journal of securities operations & custody
4
(
2011/12
)
2
,
pp. 172-180
Persistent link: https://www.econbiz.de/10009349002
Saved in:
23
What is the true role and value of custody within correspondent banking? Richard Fodder
Fodder, Richard
- In:
Journal of securities operations & custody
4
(
2011/12
)
2
,
pp. 148-156
Persistent link: https://www.econbiz.de/10009349008
Saved in:
24
Building a new financial order : how will the financial markets industry make money in the future?
Duncan, Suzanne L.
;
Ramamurthy, Shanker
- In:
Journal of securities operations & custody
2
(
2009
)
4
,
pp. 280-293
Persistent link: https://www.econbiz.de/10003969808
Saved in:
25
Avenir et enjeux pour les dépositaires centraux de titres européens
Mérère, Joe͏̈l
- In:
Revue d'économie financière : revue trimestrielle de …
97
(
2010
),
pp. 87-100
Persistent link: https://www.econbiz.de/10003958133
Saved in:
26
Optimising the cost equation in securities clearing, settlement and custody
Rathnam, Venkatesh
- In:
Journal of securities operations & custody
3
(
2010/11
)
2
,
pp. 95-102
Persistent link: https://www.econbiz.de/10008737758
Saved in:
27
The road to risk-based supervision : lessons from Chile
Balcom, Jeanne
;
Pargaonker, Nileema
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 228-240
Persistent link: https://www.econbiz.de/10008779225
Saved in:
28
Custodial operations in Malta : current opportunities
Ganado, Max
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 218-225
Persistent link: https://www.econbiz.de/10008779229
Saved in:
29
The impact of target 2 securities on sub-custodians
Palvalin, Janne
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 210-217
Persistent link: https://www.econbiz.de/10008779233
Saved in:
30
The great risk vs. compensation debate
Rand, Andrew I.
- In:
Journal of securities operations & custody
3
(
2010/11
)
3
,
pp. 202-209
Persistent link: https://www.econbiz.de/10008779234
Saved in:
31
Statement on Auditing Standard 70 (SAS 70) als qualitatives Differenzierungsmerkmal moderner Depotbanken
Sprang, Oliver van
;
Grau, Christoph
;
Jungbluth, Benjamin
- In:
Risiko-Manager
(
2010
)
7
,
pp. 26-29
Persistent link: https://www.econbiz.de/10003953870
Saved in:
32
Das ideale Fondsorderrouting : effizient, fehlerarm, kostengünstig
Slotosch, Gina
- In:
Die Bank
(
2009
)
5
,
pp. 20-23
Persistent link: https://www.econbiz.de/10003828757
Saved in:
33
The new trading environment post-MiFID: one year later
Meijer, Carlo R. W. de
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 7-23
Persistent link: https://www.econbiz.de/10003829008
Saved in:
34
Complying with higher corporate action standards: the importance of booking the US taxation of corporate actions correctly, given the new cost-basis reporting law
Conlon, Stevie D.
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 75-85
Persistent link: https://www.econbiz.de/10003829041
Saved in:
35
Legal issues in China's QDII regime: opportunities and challenges
Walker, James
;
Shipman, Mark
;
Tiecheng, Yang
;
Nan, Zhang
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 86-98
Persistent link: https://www.econbiz.de/10003829063
Saved in:
36
Individuelle Depotverwaltung mit Investmentfonds : Möglichkeiten und Grenzen individueller Vermögensverwaltung unter Verwendung von "mitverwalteten" Investmentfonds
Schmitz, Holger
-
2009
Persistent link: https://www.econbiz.de/10003856535
Saved in:
37
Drittverwahrung von Wertpapieren : Regelungskonflikt zwischen §§ 29 ff WAG und DepG?
Iro, Gert
- In:
Bank-Archiv : Zeitschrift für das gesamte Bank- und …
57
(
2009
)
4
,
pp. 253-274
Persistent link: https://www.econbiz.de/10003837418
Saved in:
38
Adding value to your organisation through operational risk management
Breden, David
- In:
Journal of securities operations & custody
2
(
2009
)
2
,
pp. 120-127
Persistent link: https://www.econbiz.de/10003898002
Saved in:
39
Options and depositary receipts
Smirnova, Elena
- In:
The journal of business and economic studies
15
(
2009
)
2
,
pp. 1-9
Persistent link: https://www.econbiz.de/10003919503
Saved in:
40
Responding strategically to industry consolidation
Axén, Robert Mattsson
- In:
Journal of securities operations & custody
2
(
2009
)
3
,
pp. 195-201
Persistent link: https://www.econbiz.de/10003922476
Saved in:
41
The future of the Nordic custody industry
Fors, Göran
;
Norén, Ulf
- In:
Journal of securities operations & custody
2
(
2009
)
3
,
pp. 250-259
Persistent link: https://www.econbiz.de/10003922502
Saved in:
42
OTC derivatives processing: challenges and opportunities facing asset servicers
Graham, Cherie A.
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 119-130
Persistent link: https://www.econbiz.de/10003688114
Saved in:
43
Operational risk red flags: lessons learned from ten hedge fund blow-ups
Cagan, Penny
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 131-152
Persistent link: https://www.econbiz.de/10003688115
Saved in:
44
Developing an optimal custodian relationship management strategy
Brown, Philip J.
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 153-161
Persistent link: https://www.econbiz.de/10003688118
Saved in:
45
Straight-through processing: current trends driving investment and how to deploy a strategic plan without disrupting business operations
Pedersen, Kaj
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 162-169
Persistent link: https://www.econbiz.de/10003688119
Saved in:
46
Settlement fails: a buy-side and sell-side perspective on how to minimise them
Marzullo, Christopher
;
Kelly, Peter W.
;
Lipinski, Frederick
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 170-183
Persistent link: https://www.econbiz.de/10003688123
Saved in:
47
Will financial market data be sufficiently consolidated and of high enough quality under MiFID?
Lannoo, Karel
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 184-194
Persistent link: https://www.econbiz.de/10003688126
Saved in:
48
Custodymarkt für Spezialfonds : stringente Strategien gefragt
Braunberger, Volker
- In:
Die Bank
(
2008
)
6
,
pp. 46-51
Persistent link: https://www.econbiz.de/10003702590
Saved in:
49
Managing operational risk in a changing environment
Iraci, Joseph A.
;
Baas, Bryan T.
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 328-334
Persistent link: https://www.econbiz.de/10003781827
Saved in:
50
Are your securities operations sufficiently resilient? : a business continuity briefing
Harvey, Alton
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 335-350
Persistent link: https://www.econbiz.de/10003781831
Saved in:
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