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~subject:"United States"
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Custody services
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Journal of securities operations & custody
7
The journal of investment compliance
1
The review of financial studies
1
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ECONIS (ZBW)
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1
The SEC provides new custody rule guidance to investment advisers
Wirig, Matthew T.
;
Poorbaugh, Kate S.
- In:
The journal of investment compliance
18
(
2017
)
2
,
pp. 9-12
Persistent link: https://www.econbiz.de/10011704623
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2
Cost-basis reporting : the impact on investment advisers
Gowan, Jeff
;
Adolphson, Aaron
- In:
Journal of securities operations & custody
4
(
2011/12
)
3
,
pp. 246-252
Persistent link: https://www.econbiz.de/10009491274
Saved in:
3
Hidden operational drivers for increased fund expense ratios uncovered : reducing the impact of increased order fragmentation on clearing and custody
Kurland, Scott
- In:
Journal of securities operations & custody
4
(
2011/12
)
2
,
pp. 172-180
Persistent link: https://www.econbiz.de/10009349002
Saved in:
4
Complying with higher corporate action standards: the importance of booking the US taxation of corporate actions correctly, given the new cost-basis reporting law
Conlon, Stevie D.
- In:
Journal of securities operations & custody
2
(
2009
)
1
,
pp. 75-85
Persistent link: https://www.econbiz.de/10003829041
Saved in:
5
Operational risk red flags: lessons learned from ten hedge fund blow-ups
Cagan, Penny
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 131-152
Persistent link: https://www.econbiz.de/10003688115
Saved in:
6
Settlement fails: a buy-side and sell-side perspective on how to minimise them
Marzullo, Christopher
;
Kelly, Peter W.
;
Lipinski, Frederick
- In:
Journal of securities operations & custody
1
(
2007/08
)
2
,
pp. 170-183
Persistent link: https://www.econbiz.de/10003688123
Saved in:
7
Are your securities operations sufficiently resilient? : a business continuity briefing
Harvey, Alton
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 335-350
Persistent link: https://www.econbiz.de/10003781831
Saved in:
8
Redemption payments : proposed rules for US withholding tax under § 302
Ryndak, Richard
;
Ouderkirk, Michael
;
Mosier, Jonathan
- In:
Journal of securities operations & custody
1
(
2007/08
)
4
,
pp. 390-399
Persistent link: https://www.econbiz.de/10003781844
Saved in:
9
Deposits and relationship lending
Berlin, Mitchell
;
Mester, Loretta J.
- In:
The review of financial studies
12
(
1999
)
3
,
pp. 579-607
Persistent link: https://www.econbiz.de/10001421846
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