FINRA proposes requiring registration of associated persons who develop algorithmic trading strategies
Year of publication: |
2015
|
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Authors: | Angstadt, Janet M. ; Foley, Michael T. ; Pazzol, Ross ; Van De Graaff, James D. |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 16.2015, 3, p. 33-36
|
Subject: | Financial Industry Regulatory Authority (FINRA) | Registration | Broker-dealer | Algorithmic trading | Automated trading | Elektronisches Handelssystem | Electronic trading | Wertpapierhandel | Securities trading | Börsenhandel | Stock exchange trading | Anlageverhalten | Behavioural finance | Finanzmarktregulierung | Financial market regulation |
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