FINRA rule amendment requires registration of associated persons who develop algorithmic trading strategies
Michael T. Foley, Janet M. Angstadt, Ross Pazzol and James D. Van De Graaff
| Year of publication: |
2016
|
|---|---|
| Authors: | Foley, Michael T. ; Angstadt, Janet M. ; Pazzol, Ross ; Van De Graaff, James D. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 17.2016, 3, p. 39-41
|
| Subject: | Financial Industry Regulatory Authority (FINRA) | Algorithmic trading | Broker-dealer | Registration | Automated trading | Elektronisches Handelssystem | Electronic trading | Wertpapierhandel | Securities trading | Börsenhandel | Stock exchange trading | Anlageverhalten | Behavioural finance | Finanzmarktregulierung | Financial market regulation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-07-2016-0028 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011623079