SEC proposes sweeping changes to the use of derivatives and financial commitment transactions by registered funds and BDCs
Ryan P. Brizek, P. Georgia Bullitt, Rose F. DiMartino, Margery K. Neale and P. Jay Spinola
| Year of publication: |
2016
|
|---|---|
| Authors: | Brizek, Ryan P. ; Bullitt, P. Georgia ; DiMartino, Rose F. ; Neale, Margery K. ; Spinola, P. Jay |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 17.2016, 1, p. 51-73
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| Subject: | Securities and Exchange Commission (SEC) | Registered investment companies | Business development companies (BDCs) | Derivatives | Financial commitment transactions | Rule proposal | Derivat | Derivative | Finanzmarktaufsicht | Financial supervision | Investmentfonds | Investment Fund |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-02-2016-0007 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011523738